1.2 ZacksTrade 2024 2 2024-07-04T08:22:43Z 2024 4 99.98 0.01 19.38 80.28 0.34 CBOE EDGX Exchange EDGX 39.53 0.00 1.74 48.80 5.41 0 -4 -30.0000 3 13.3008 -0 -30.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 28.24 100.00 11.21 32.21 59.46 0 -17 -27.6511 129 23.1612 -1 -7.7151 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 10.54 0.00 10.83 10.41 27.03 0 -0 -10.9422 13 12.8194 -1 -9.6960 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 7.05 0.00 33.68 0.66 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 2.77 0.00 4.60 2.34 0.00 0 -12 -29.0082 5 17.3152 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IEX IEXD 2.01 0.00 1.41 2.16 0.00 0 -1 -10.0000 -3 -10.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 99.95 0.00 21.61 77.90 0.49 CBOE EDGX Exchange EDGX 35.61 1.92 45.18 0.00 0 -38 -28.0176 37 12.6809 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 18.52 6.09 21.80 44.92 0 -141 -23.5514 1268 24.8504 -0 -0.5746 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 12.67 6.78 14.14 38.98 0 -38 -21.9995 141 14.1066 -3 -9.7307 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 10.22 4.30 11.83 14.41 0 -146 -27.8271 389 27.1363 -0 -15.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 5.36 22.67 0.59 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. XTX Execution Services LLC XTXE 2.36 7.89 0.84 0.00 0 0 0.0000 0 0.0000 0 IEX IEXD 2.16 3.82 1.72 0.00 0 -9 -9.9741 -11 -8.4660 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 1.84 1.08 2.06 0.00 0 2 1.4388 0 0.0201 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 1.33 6.15 0.00 0.00 0 0 0.0000 0 0 100.00 0.07 9.97 26.24 63.72 CBOE C2 Exchange C2OX 19.84 7.14 2.65 14.56 24.72 0 -298 -37.4598 223 42.0000 217 2.7261 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 13.33 7.14 4.65 27.66 8.80 -0 -49.0000 -189 -48.7106 411 39.5727 -6309 -44.5310 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 13.18 0.00 5.10 12.62 14.69 0 140 18.0600 273 14.6751 1318 45.9007 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 10.60 64.29 3.30 13.67 10.42 0 -246 -22.9399 321 112.0209 1408 26.9609 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 6.79 0.00 12.29 2.60 7.67 0 1069 29.2568 63 28.8657 853 11.6913 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 6.66 0.00 0.95 0.19 10.22 0 -26 -50.0000 0 -1287 -11.3269 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 6.19 0.00 20.29 0.84 6.19 0 3426 29.3626 53 44.1327 1237 8.7928 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 5.19 0.00 15.19 0.38 5.60 0 1507 21.6795 4 24.4350 -70 -5.0507 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 4.43 0.00 9.45 2.39 4.49 0 634 32.3748 18 15.4474 3930 54.4589 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 3.61 0.00 0.80 2.18 4.64 0 2 3.2745 5 17.8846 29 20.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 2.68 0.00 3.95 8.71 0.00 0 -347 -45.0000 198 69.0909 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 5 99.95 0.00 15.07 84.67 0.27 CBOE EDGX Exchange EDGX 38.46 1.64 45.13 0.00 0 -3 -30.0000 2 14.3076 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 32.55 11.70 36.14 70.37 0 -18 -27.8342 71 20.3580 -1 -7.0824 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 9.05 3.88 9.90 29.63 0 -3 -25.0036 42 19.3136 -0 -9.8864 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 6.51 37.52 1.02 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 3.85 4.27 3.79 0.00 0 -6 -29.1154 1 23.0710 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 100.00 0.00 22.74 76.89 0.37 CBOE EDGX Exchange EDGX 32.68 0.00 2.54 41.75 0.00 0 -92 -20.1352 39 10.2633 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 21.59 100.00 6.24 25.98 50.57 -0 -15.0000 -254 -26.1558 1726 12.6631 -6 -5.8402 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 11.27 0.00 3.71 13.37 40.23 0 -37 -24.5763 454 18.7686 -2 -9.6926 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 9.68 0.00 4.00 11.39 4.60 0 -102 -19.0050 202 10.0652 -1 -12.1765 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 5.45 0.00 22.10 0.55 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. XTX Execution Services LLC XTXE 2.09 0.00 7.34 0.55 0.00 0 0 0.0000 0 0.0000 0 CBOE BYX Exchange BATY 2.06 0.00 1.07 2.36 0.00 0 3 1.4426 0 0.1401 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IEX IEXG 2.06 0.00 3.02 1.79 0.00 0 -2 -9.5635 -10 -10.0000 0 HRT Execution Services LLC HRTF 1.79 0.00 7.86 0.00 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.31 0.00 5.74 0.00 0.00 0 0 0.0000 0 0 Knight Link KNLI 1.28 0.00 5.61 0.00 0.00 0 0 0.0000 0 0 99.95 0.17 9.67 37.06 53.10 CBOE C2 Exchange C2OX 18.11 5.56 1.45 6.16 29.52 42 42.0000 -247 -37.4636 90 42.0000 0 0.0042 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 17.68 19.44 4.79 36.39 6.96 0 -202 -49.0874 1061 49.0462 -5358 -44.2266 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 12.78 0.00 3.14 15.16 12.92 0 242 30.6136 466 14.8597 907 39.2337 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 10.08 0.00 11.08 4.93 13.51 0 656 33.6499 -108 -16.8354 4633 54.5788 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 7.71 52.78 2.99 7.37 8.66 -1 -27.7500 -345 -29.6076 383 104.5984 679 22.7903 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 5.60 0.00 15.17 2.60 5.98 0 1062 26.5844 50 32.9913 521 12.5477 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 5.12 0.00 0.80 0.83 8.92 0 -38 -50.0000 40 43.0000 -1334 -15.4999 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 4.08 0.00 21.91 0.61 3.27 0 3206 28.4137 100 37.6914 248 7.5574 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 4.05 0.00 17.96 0.61 3.93 0 1936 22.5272 27 29.2429 1 0.1103 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 3.57 0.00 3.34 8.77 0.00 0 -337 -45.0534 258 89.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 2.96 5.56 2.05 7.43 0.00 0 -143 -41.0000 229 41.2996 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 6 100.00 0.00 20.06 79.61 0.33 CBOE EDGX Exchange EDGX 33.45 2.13 41.48 0.00 0 -9 -30.0000 1 6.1883 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 29.30 7.12 34.77 58.33 0 -23 -29.0151 331 23.4734 -0 -4.4462 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 8.80 13.00 7.60 41.67 0 -1 -8.9562 27 18.5534 -0 -7.4349 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 5.55 25.25 0.61 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. IEX IEXG 4.24 1.06 5.06 0.00 0 -1 -18.2483 -7 -12.8230 0 NYSE Arca ARCX 4.24 3.24 4.51 0.00 0 -11 -30.0000 8 27.4125 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 4.09 0.14 5.10 0.00 0 0 2.0000 0 1.0040 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. INTERACTIVE BROKERS CORP IBCO 2.33 11.61 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports 100.00 0.00 22.82 76.77 0.40 CBOE EDGX Exchange EDGX 33.47 0.00 3.24 42.63 0.00 0 -106 -14.5558 57 3.1583 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Stock Market XNAS 20.00 100.00 7.71 23.48 51.61 0 0.0000 -235 -23.7371 1493 14.2953 -0 -0.1022 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 10.71 0.00 6.43 11.99 9.68 0 -290 -19.0214 292 26.1268 -0 -13.2955 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 10.26 0.00 2.20 12.51 37.63 0 -18 -18.6351 310 16.7664 -1 -4.9316 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 5.22 0.00 21.56 0.39 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. IEX IEXG 3.29 0.00 3.60 3.22 0.00 0 -6 -7.1801 -11 -8.5813 0 CBOE BYX Exchange BATY 2.87 0.00 0.75 3.51 0.00 0 2 0.9525 0 0.8021 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.88 0.00 6.90 0.40 0.00 0 0 0.0000 0 0.0000 0 Knight Link KNLI 1.30 0.00 5.71 0.00 0.00 0 0 0.0000 0 0 HRT Execution Services LLC HRTF 1.20 0.00 5.26 0.00 0.00 0 0 0.0000 0 0 100.00 0.03 9.43 35.95 54.60 NYSE Arca Options ARCO 18.34 0.00 4.69 34.81 9.86 0 -276 -49.3871 886 43.7899 -12212 -47.6905 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 15.74 0.00 2.37 8.22 23.01 0 -630 -40.6720 256 41.1222 -721 -12.4953 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 13.69 0.00 4.20 12.82 15.90 0 296 29.3102 675 14.1180 2544 43.9074 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 8.82 100.00 5.19 9.78 8.77 -0 -18.5000 -279 -11.7084 439 111.0303 541 18.4608 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 7.03 0.00 0.84 0.35 12.50 0 -53 -41.9449 6 43.0000 -2016 -14.0510 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 6.25 0.00 16.85 2.06 7.18 0 773 31.1599 121 30.6452 787 11.9864 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 6.25 0.00 15.32 4.37 5.92 0 763 27.9948 -185 -24.2195 5338 48.2124 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 4.26 0.00 21.89 0.69 3.58 0 3319 32.2313 67 43.0663 724 16.6484 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 4.25 0.00 12.90 0.65 5.13 0 1011 19.3705 54 23.7860 29 2.6527 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 3.89 0.00 2.12 10.26 0.00 0 -341 -45.0528 374 100.7682 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 3.29 0.00 0.49 1.65 4.85 0 6 14.9750 1 2.2500 15 20.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.