A2E_Engine
Richard Wenzel
2021-11-01T13:39:35Z
2021-11-01T13:39:35Z
Investintech.com Inc.
16.00
8040
21570
32767
32767
False
False
| ZacksTrade - Held NMS Stocks and Options Order Routing Public Report |
| Generated on Tue Oct 12 2021 14:01:08 GMT-0400 (EDT) |
| 3rd Quarter, 2021 |
| July 2021 |
| S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.94 |
0.01 |
29.27 |
70.41 |
0.31 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE EDGX |
30.74 |
0 |
2.68 |
42.54 |
0 |
0 |
-108 |
-28.484400000000001 |
7 |
23.5809 |
0 |
| Exchange |
| (EDGX) |
| Nasdaq Stock |
22.09 |
100 |
4.3600000000000003 |
29.24 |
68.75 |
0 |
-108 |
-28.408899999999999 |
259 |
27.944600000000001 |
0 |
-2.3765000000000001 |
| Market (XNAS) |
| New York Stock |
16.920000000000002 |
0 |
1.22 |
23.38 |
31.25 |
0 |
-22 |
-24.5166 |
64 |
18.322800000000001 |
-1 |
-8.4158000000000008 |
| Exchange |
| (XNYS) |
| IBKR ATS |
6.82 |
0 |
23.27 |
0.02 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| XTX Execution |
2.7 |
0 |
9.2100000000000009 |
0 |
0 |
0 |
0 |
0 |
0 |
| Services LLC |
| (XTXE) |
| HRT Execution |
2.58 |
0 |
8.81 |
0 |
0 |
0 |
0 |
0 |
0 |
| Services LLC |
| (HRTX) |
| NYSE Arca |
2.35 |
0 |
2.86 |
2.15 |
0 |
0 |
-106 |
-30 |
4 |
23.9192 |
0 |
| (ARCX) |
| CBOE EDGA |
2.27 |
0 |
7.66 |
0.04 |
0 |
0 |
45 |
15.068199999999999 |
0 |
-10 |
0 |
| Exchange |
| (EDGA) |
| IEX (IEXD) |
2.02 |
0 |
5.09 |
0.75 |
0 |
0 |
-9 |
-6.6273 |
-1 |
-8.0325000000000006 |
0 |
| Virtu Americas |
1.78 |
0 |
6.07 |
0 |
0 |
0 |
0 |
0 |
0 |
| LLC |
| "PRO" (VIRT) |
| Material Aspects6 |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE EDGA Exchange (EDGA): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IEX (IEXD): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| July 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.99 |
0 |
17.39 |
82.21 |
0.4 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| NYSE Arca |
31.82 |
0 |
5.68 |
37.479999999999997 |
3.22 |
0 |
-875 |
-29.244399999999999 |
282 |
25.77 |
0 |
-8.4515999999999991 |
| (ARCX) |
| CBOE EDGX |
24.07 |
0 |
4.8 |
28.23 |
7.89 |
0 |
-770 |
-28.382300000000001 |
197 |
18.5121 |
0 |
-0.55649999999999999 |
| Exchange |
| (EDGX) |
| Nasdaq |
18.79 |
100 |
9.56 |
20.55 |
56.43 |
0 |
-1356 |
-28.63 |
2083 |
23.353200000000001 |
-31 |
-8.6466999999999992 |
| Stock Market |
| (XNAS) |
| New York |
8.94 |
0 |
1.73 |
10.37 |
28.65 |
0 |
-272 |
-26.441099999999999 |
498 |
17.373999999999999 |
-4 |
-5.6193999999999997 |
| Stock |
| Exchange |
| (XNYS) |
| IBKR ATS |
3.89 |
0 |
22.16 |
0.05 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| IEX (IEXG) |
1.71 |
0 |
6.66 |
0.67 |
0.28999999999999998 |
0 |
-40 |
-7.0561999999999996 |
-12 |
-8.4739000000000004 |
0 |
| CBOE BYX |
1.54 |
0 |
2.33 |
1.37 |
1.46 |
0 |
7 |
1.0789 |
0 |
-1.1508 |
0 |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| Exchange |
| (BATY) |
| Material Aspects6 |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| CBOE BYX Exchange (BATY): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| July 2021 |
| Options |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.77 |
0.25 |
6.37 |
41.08 |
52.3 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE C2 |
21.91 |
17.649999999999999 |
3.99 |
12.64 |
31.39 |
2 |
27.833300000000001 |
-134 |
-40.3795 |
71 |
7.6893000000000002 |
-10472 |
-30.077000000000002 |
| Exchange |
| (C2OX) |
| Chicago |
15 |
1.47 |
4.7 |
19.55 |
12.76 |
0 |
-37 |
-15.5989 |
67 |
2.9354 |
144 |
9.2324999999999999 |
| Board Options |
| Exchange |
| (XCBO) |
| NYSE Arca |
13.89 |
32.35 |
7.05 |
18.760000000000002 |
10.81 |
-1 |
-85 |
-162 |
-60.767800000000001 |
108 |
64.807199999999995 |
3866 |
39.116599999999998 |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| Options |
| (ARCO) |
| Cboe EDGX |
10.050000000000001 |
0 |
6.34 |
3.21 |
15.93 |
0 |
73 |
15.6448 |
127 |
13 |
703 |
45.969799999999999 |
| Options |
| Exchange |
| (EDGO) |
| Nasdaq |
7.49 |
0 |
5.52 |
17.39 |
0 |
0 |
-241 |
-49.731400000000001 |
571 |
47.031300000000002 |
0 |
| Options |
| Market |
| (XNDQ) |
| MIAX Emerald |
6.95 |
5.88 |
2 |
7.0000000000000007E-2 |
12.95 |
6 |
85 |
-18 |
-18.747399999999999 |
0 |
1032 |
28.662099999999999 |
| Exchange |
| (EMLD) |
| Nasdaq ISE |
5.5 |
19.12 |
5.34 |
2.34 |
7.93 |
0 |
-37 |
-47 |
-11.8125 |
103 |
85.533299999999997 |
427 |
34.857100000000003 |
| (XISX) |
| Cboe BAX |
5.47 |
0 |
5.81 |
12.42 |
0 |
0 |
-120 |
-52.662300000000002 |
1149 |
81.127799999999993 |
0 |
| Options |
| Exchange |
| (BATS) |
| Nasdaq PHLX |
4.9800000000000004 |
0 |
3.29 |
3.15 |
6.64 |
0 |
20 |
9.0089000000000006 |
0 |
0 |
| (XPHL) |
| Material Aspects6 |
| CBOE C2 Exchange (C2OX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Chicago Board Options Exchange (XCBO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca Options (ARCO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Cboe EDGX Options Exchange (EDGO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Options Market (XNDQ): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| MIAX Emerald Exchange (EMLD): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq ISE (XISX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Cboe BAX Options Exchange (BATS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq PHLX (XPHL): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| August 2021 |
| S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.93 |
0 |
18.18 |
81.47 |
0.35 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE EDGX |
35.869999999999997 |
3.71 |
43.2 |
0 |
0 |
-124 |
-28.4376 |
7 |
23.211200000000002 |
0 |
| Exchange |
| (EDGX) |
| Nasdaq |
23.3 |
6.49 |
26.94 |
50 |
0 |
-123 |
-29.980599999999999 |
140 |
26.970600000000001 |
0 |
-5.8714000000000004 |
| Stock Market |
| (XNAS) |
| New York |
18.899999999999999 |
2.41 |
22.45 |
50 |
0 |
-37 |
-26.666 |
98 |
19.036100000000001 |
-1 |
-4.9817 |
| Stock |
| Exchange |
| (XNYS) |
| IBKR ATS |
5.29 |
28.96 |
0.03 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| NYSE Arca |
3.73 |
3.49 |
3.81 |
0 |
0 |
-44 |
-30 |
4 |
22.749400000000001 |
0 |
| (ARCX) |
| IEX (IEXG) |
2.09 |
5.86 |
1.26 |
0 |
0 |
-15 |
-7.1492000000000004 |
0 |
-8.0533999999999999 |
0 |
| CBOE BYX |
1.76 |
1.71 |
1.78 |
0 |
0 |
1 |
1.6960999999999999 |
0 |
0.22159999999999999 |
0 |
| Exchange |
| (BATY) |
| Material Aspects6 |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE BYX Exchange (BATY): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| August 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.99 |
0 |
18.940000000000001 |
80.569999999999993 |
0.48 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| Nasdaq |
24.13 |
9.26 |
27.45 |
54.67 |
0 |
-1053 |
-27.4848 |
2408 |
20.950299999999999 |
-8 |
-5.8426999999999998 |
| Stock Market |
| (XNAS) |
| NYSE Arca |
23.49 |
6.1 |
27.67 |
9.34 |
0 |
-868 |
-27.4956 |
240 |
25.7118 |
-1 |
-12.7652 |
| (ARCX) |
| CBOE EDGX |
23.32 |
4.9000000000000004 |
27.75 |
6.87 |
0 |
-647 |
-28.1691 |
150 |
17.5899 |
0 |
-28.5 |
| Exchange |
| (EDGX) |
| New York |
9.84 |
1.7 |
11.65 |
26.37 |
0 |
-307 |
-27.702300000000001 |
406 |
17.3019 |
-7 |
-7.3773 |
| Stock |
| Exchange |
| (XNYS) |
| IBKR ATS |
4.87 |
25.16 |
0.13 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| CBOE BYX |
2.37 |
2.19 |
2.42 |
0.27 |
0 |
8 |
1.8721000000000001 |
-1 |
-1.2433000000000001 |
0 |
| Exchange |
| (BATY) |
| IEX (IEXG) |
2.19 |
6.16 |
1.27 |
0 |
0 |
-62 |
-7.7847 |
-12 |
-8.2169000000000008 |
0 |
| Material Aspects6 |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| CBOE BYX Exchange (BATY): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| August 2021 |
| Options |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.96 |
0.16 |
5.85 |
41.31 |
52.68 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE C2 |
19.53 |
7.84 |
2.87 |
12.04 |
27.28 |
0 |
-179 |
-39.276299999999999 |
239 |
27.8506 |
272 |
3.9022999999999999 |
| Exchange |
| (C2OX) |
| NYSE Arca |
17.399999999999999 |
49.02 |
6.28 |
26.75 |
11.21 |
-1 |
-31.666699999999999 |
-359 |
-53.213299999999997 |
580 |
71.622200000000007 |
8506 |
39.085999999999999 |
| Options |
| (ARCO) |
| Chicago |
14.83 |
0 |
3.52 |
20.38 |
11.77 |
0 |
-1 |
-0.3226 |
143 |
6.0391000000000004 |
756 |
23.2392 |
| Board Options |
| Exchange |
| (XCBO) |
| Cboe EDGX |
11.33 |
0 |
8.4499999999999993 |
4.29 |
17.21 |
0 |
134 |
20.7 |
297 |
13 |
871 |
46.687600000000003 |
| Options |
| Exchange |
| (EDGO) |
| MIAX Emerald |
7.82 |
5.88 |
2.71 |
0.57999999999999996 |
14.07 |
2 |
43 |
-59 |
-48.0488 |
10 |
44.826099999999997 |
2691 |
31.4939 |
| Exchange |
| (EMLD) |
| Nasdaq |
7.68 |
0 |
5.15 |
17.87 |
0 |
0 |
-273 |
-42.924500000000002 |
1064 |
56.289900000000003 |
0 |
| Options |
| Market |
| (XNDQ) |
| Nasdaq ISE |
6.67 |
19.61 |
7.53 |
3.31 |
9.18 |
0 |
-119 |
-15.27 |
92 |
85.527799999999999 |
381 |
38.081899999999997 |
| (XISX) |
| Nasdaq PHLX |
4.46 |
0 |
2.33 |
1.93 |
6.69 |
0 |
8 |
2.8938000000000001 |
0 |
0 |
| (XPHL) |
| Nasdaq |
3.03 |
9.8000000000000007 |
1.35 |
7.11 |
0 |
0 |
-31 |
-52.146700000000003 |
346 |
49.524999999999999 |
0 |
| GEMX (GMNI) |
| Material Aspects6 |
| CBOE C2 Exchange (C2OX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca Options (ARCO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Chicago Board Options Exchange (XCBO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Cboe EDGX Options Exchange (EDGO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| MIAX Emerald Exchange (EMLD): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Options Market (XNDQ): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq ISE (XISX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq PHLX (XPHL): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq GEMX (GMNI): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| September 2021 |
| S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.98 |
0 |
16.63 |
82.98 |
0.39 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE EDGX |
34.46 |
2.27 |
41.07 |
0 |
0 |
-49 |
-27.0214 |
20 |
24.012 |
0 |
| Exchange |
| (EDGX) |
| Nasdaq |
23.25 |
3.98 |
27 |
46.3 |
0 |
-30 |
-25.416699999999999 |
111 |
23.677399999999999 |
0 |
-5.9286000000000003 |
| Stock Market |
| (XNAS) |
| New York |
19.62 |
2.36 |
22.92 |
53.7 |
0 |
-13 |
-18.281099999999999 |
77 |
18.8872 |
0 |
-5.0449999999999999 |
| Stock |
| Exchange |
| (XNYS) |
| NYSE Arca |
5.6 |
3.1 |
6.12 |
0 |
0 |
-25 |
-30 |
4 |
20.953700000000001 |
0 |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| (ARCX) |
| IBKR ATS |
5.29 |
31.53 |
0.06 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| HRT |
2.06 |
12.37 |
0 |
0 |
0 |
0 |
0 |
0 |
| Execution |
| Services LLC |
| (HRTX) |
| Material Aspects6 |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| September 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 100 |
0 |
20.239999999999998 |
79.349999999999994 |
0.41 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| Nasdaq |
25.04 |
100 |
9.69 |
28.83 |
50.17 |
0 |
-1053 |
-26.551100000000002 |
1826 |
20.108899999999998 |
-30 |
-7.4191000000000003 |
| Stock Market |
| (XNAS) |
| CBOE EDGX |
21.86 |
0 |
4.72 |
26.32 |
5.42 |
0 |
-572 |
-25.5167 |
139 |
7.9702000000000002 |
-3 |
-6.8582999999999998 |
| Exchange |
| (EDGX) |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| NYSE Arca |
20.61 |
0 |
5.36 |
24.58 |
5.76 |
0 |
-682 |
-25.546700000000001 |
311 |
19.1951 |
0 |
-12.0472 |
| (ARCX) |
| New York |
10.11 |
0 |
1.25 |
12.27 |
30.85 |
0 |
-107 |
-26.561699999999998 |
247 |
16.8688 |
-4 |
-7.2781000000000002 |
| Stock |
| Exchange |
| (XNYS) |
| IBKR ATS |
5.07 |
0 |
24.78 |
7.0000000000000007E-2 |
0 |
0 |
0 |
0 |
0 |
| (IATS) |
| IEX (IEXD) |
2.94 |
0 |
6.13 |
2.14 |
0.34 |
0 |
-55 |
-7.5856000000000003 |
-27 |
-8.0701000000000001 |
0 |
| CBOE BYX |
2.87 |
0 |
2.42 |
2.97 |
4.41 |
0 |
9 |
1.3032999999999999 |
0 |
-0.61409999999999998 |
0 |
| Exchange |
| (BATY) |
| HRT |
1.41 |
0 |
6.97 |
0 |
0 |
0 |
0 |
0 |
0 |
| Execution |
| Services LLC |
| (HRTX) |
| MIAX PEARL |
1.22 |
0 |
0.86 |
1.32 |
0 |
0 |
-50 |
-24.840199999999999 |
0 |
0.11210000000000001 |
0 |
| Equities |
| (EPRL) |
| Material Aspects6 |
| Nasdaq Stock Market (XNAS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE EDGX Exchange (EDGX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca (ARCX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| New York Stock Exchange (XNYS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| IBKR ATS (IATS): |
| IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate |
| exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https:// |
| ibkr.com/regulatoryreports. |
| IEX (IEXD): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| CBOE BYX Exchange (BATY): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| MIAX PEARL Equities (EPRL): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| September 2021 |
| Options |
| Summary |
| Non-Directed Orders |
Market Orders as % of |
Marketable Limit |
Non-Marketable Limit |
Other Orders as % of |
| as % of All Orders |
Non-Directed Orders |
Orders as % of Non- |
Orders as % of Non- |
Non-Directed Orders |
| Directed Orders |
Directed Orders |
| 99.9 |
0.13 |
6.09 |
39.31 |
54.47 |
| Venues |
| Venue - |
Non- |
Market |
Marketable |
Non- |
Other |
Net Payment |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment Paid/ |
Net Payment |
Net Payment Paid/ |
| Non-directed |
Directed |
Orders |
Limit Orders |
Marketable |
Orders |
Paid/Received for |
Received for Market |
Received for |
Received for |
Received for Non- |
Received for Non- |
Paid/Received for |
Received for Other |
| Order Flow |
Orders (%) |
(%) |
(%) |
Limit Orders |
(%) |
Market |
Orders(cents per |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Marketable Limit |
Other |
Orders(cents per |
| (%) |
Orders(USD) |
hundred shares) |
Orders(USD) |
Orders(cents per |
Orders(USD) |
Orders(cents per |
Orders(USD) |
hundred shares) |
| hundred shares) |
hundred shares) |
| CBOE C2 |
19.170000000000002 |
7.5 |
4.28 |
15.76 |
23.32 |
0 |
42 |
-353 |
-44.697499999999998 |
383 |
28.206900000000001 |
179 |
3.4365999999999999 |
| Exchange |
| (C2OX) |
| NYSE Arca |
18.46 |
47.5 |
7.21 |
28.01 |
12.75 |
-20 |
-55.857100000000003 |
-364 |
-64.238100000000003 |
554 |
57.680199999999999 |
10870 |
39.071199999999997 |
| Options |
| (ARCO) |
| Cboe EDGX |
12.85 |
0 |
7.68 |
5.9 |
18.48 |
0 |
211 |
15.9727 |
338 |
13 |
980 |
45.221400000000003 |
| Options |
| Exchange |
| (EDGO) |
| Chicago |
11.45 |
0 |
4.2300000000000004 |
17.239999999999998 |
8.11 |
0 |
25 |
4.9995000000000003 |
167 |
5.8197999999999999 |
774 |
16.604299999999999 |
| Board Options |
| Exchange |
| (XCBO) |
| MIAX Emerald |
8.1999999999999993 |
5 |
3.39 |
0.21 |
14.51 |
0 |
-50 |
-40.650399999999998 |
11 |
43 |
2392 |
34.754399999999997 |
| Exchange |
| (EMLD) |
| Nasdaq ISE |
6.89 |
27.5 |
4.8 |
1.85 |
10.72 |
-1 |
-6.1666999999999996 |
-35 |
-7.6245000000000003 |
52 |
85.737700000000004 |
742 |
32.055 |
| (XISX) |
| Nasdaq |
5.72 |
0 |
5.07 |
13.78 |
0 |
0 |
-322 |
-53.034500000000001 |
503 |
51.195300000000003 |
0 |
| Options |
| Market |
| (XNDQ) |
| Nasdaq PHLX |
5.6 |
0 |
3.03 |
1.21 |
9.06 |
0 |
-81 |
-13.331300000000001 |
4 |
3.4285999999999999 |
0 |
| (XPHL) |
| Cboe BAX |
3.36 |
0 |
4.4400000000000004 |
7.87 |
0 |
0 |
-308 |
-56.270600000000002 |
398 |
75.297300000000007 |
0 |
| Options |
| Exchange |
| (BATS) |
| Material Aspects6 |
| CBOE C2 Exchange (C2OX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| NYSE Arca Options (ARCO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Cboe EDGX Options Exchange (EDGO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Chicago Board Options Exchange (XCBO): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| MIAX Emerald Exchange (EMLD): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq ISE (XISX): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq Options Market (XNDQ): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Nasdaq PHLX (XPHL): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
| Cboe BAX Options Exchange (BATS): |
| To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to |
| clients. |
False
False
False
False
False
False